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Quadrant Regulatory Group

Listing ID: 522660 2024-11-25

Categories Consultants
Quadrant Regulatory Group

122, Suite 2902, e 42nd street, New York, NY - 10168

Phone
(646) 930-1900
Website
https://www.quadrantregulatory.com/
Email
[email protected]
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Business description

Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, and state securities laws. Quadrant compliance consultants deliver expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, FINOP, and financial and accounting services. Quadrant has a dedicated team of Certified Anti-Money Laundering Specialists that perform independent tests of firms’ anti-money laundering compliance programs. Our mission is to provide effective, efficient, and expert regulatory guidance to our clients in order to allow them to concentrate on their business.

Business hours

  • Monday 09:30 – 17:00
  • Tuesday 09:30 – 17:00
  • Wednesday 09:30 – 17:00
  • Thursday 09:30 – 17:00
  • Friday 09:30 – 17:00
  • Saturday Closed
  • Sunday Closed

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Frequently asked questions

Where is Quadrant Regulatory Group located?

Quadrant Regulatory Group is located at 122, Suite 2902, e 42nd street, New York, NY - 10168.

How can customers contact Quadrant Regulatory Group?

Customers can contact Quadrant Regulatory Group by phone at (646) 930-1900.

Does Quadrant Regulatory Group have an official website?

Yes, the official website of Quadrant Regulatory Group is https://www.quadrantregulatory.com/.

Does Quadrant Regulatory Group provide email support?

Yes, customers can contact Quadrant Regulatory Group via email at [email protected].

Is Quadrant Regulatory Group active on social media?

Yes, Quadrant Regulatory Group is active on LinkedIn.

What are the business hours of Quadrant Regulatory Group?

Monday 09:30 - 17:00, Tuesday 09:30 - 17:00, Wednesday 09:30 - 17:00, Thursday 09:30 - 17:00, Friday 09:30 - 17:00, Saturday Closed, Sunday Closed.

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